Optional_2023 Board Resources

BANNER BOARD OF DIRECTORS COMPLIANCE PROGRAM RESOURCES

Table of Contents

1. Board Member Fiduciary Duties ........................................................................... . . ...... . . 5 2. Overview of Compliance Programs ............................................................. . ............ . . . . 1 9 3. Corporate Responsibility and Corporate Compliance: A Resource for Health Care Boards of Directors .................................................................................................... . .. . 23 4. Practical Guidance for Health Care Governing Boards on Compliance Oversight ...... . 43 5 . Department of Justice Evaluation of Corporate Compliance Programs...................... . . 67 Chart Comparison of the Anti-Kickback Statute and the Stark Law ........................ . ... 8 9 Common Fraud and Abuse and Other Issues ............................................................. . .. 93 8 . 6. Executive Summary of U.S. ex rel. Cecilia Guardiola v. Banner Health and NCMC, Inc. and Banner Health’s Corporate Integrity Agreement ........................ . . . 1 19 7 . Board Compliance Program Oversight and Resolution Process Policy ............... . . ..... 129 9 .

(New) DOJMemo:Revisions toCorporateCriminalEnforcement Policies .......... . . ..... . 1 36 10 .